To learn more about our Chaperoning Services for Foreign Broker-Dealers please fill in the form on our contact page.  


Broker-Dealer ChaperoningOur Chaperoning Services Division offers the opportunity for foreign broker-dealers to gain access to US institutional investors. SEC rule    15a-6 allows Ashland Securities to establish Chaperoning arrangements with certain foreign firms that are seeking a U.S. broker-dealer partner. In such cases, we can support private placement and M&A activities that involve institutional investors and acquirers.