Your Broker-Dealer, Simplified

Providing Series 79 and Series 7 sponsorship along with broker-dealer affiliation to experienced M&A Intermediaries, Investment Bankers and Institutional Placement Agents

Broker-Dealer Services

Our goal is to alleviate the burdensome yet necessary aspects of FINRA and SEC compliance, allowing you to focus 100% on originating and executing transactions.

Why Ashland

  • Customized
    Pricing

    We strive to provide the most efficient and competitive compliance solution in our vertical market. Learn More

  • Flexibility to Match
    Your Business

    We will work with you to create a regulatory program that is customized to your specific business mix. Learn More

  • Focused on Your
    Transactions

    Ashland is unconflicted with those we sponsor and is solely dedicated to being your compliance and regulatory partner. Learn More

Contact Us

Please refer to BrokerCheck for more information about Ashland Securities, LLC.